| Merrill Lynch Financial Advisor Chris Milner |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40855xxxx1 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Craig Cymrot - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx9 |
acc**********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Dinesh Sawal - Private Wealth Advisor, Ameriprise Financial Services, LLC |
1905 The Alameda, San Jose, CA 95126 |
|
40828xxxx0 |
alf***********@a***.com |
|
|
|
|
|
|
|
|
128 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| David Lucas - Raymond James |
150 S Almaden Blvd Suite # 1375, San Jose, CA 95113 |
|
40827xxxx4 |
aar************@r***********.com |
|
|
|
|
|
|
17485 |
|
18000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Amado Q. Rivera Jr. - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx6 |
rbc*********@r**.com |
|
|
|
|
|
|
14777 |
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Skyline Wealth Management Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx2 |
|
3 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Foreman-MacQuarrie Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx5 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Dione Luu-Wong |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx6 |
aar**********@s*****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| WisdomSource Wealth Advisory Group - Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx3 |
dns*****@a***.com |
|
|
|
|
|
|
168 |
|
167 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Pantheon Wealth Planning |
1798 Technology Dr Suite 200, San Jose, CA 95110 |
|
40840xxxx2 |
inf*@p*********.com |
|
|
|
|
|
|
90 |
|
89 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Paul J Lukas |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx5 |
ale*********@m*.com |
3 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| RBC Wealth Management Branch - San Jose |
99 Almaden Blvd Ste 300, San Jose, CA 95113 |
|
40829xxxx2 |
|
5 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Michael D McKay |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx5 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Maria D Boisvert - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx1 |
wms**********@r**.com |
|
|
|
|
|
|
14777 |
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Jeffrey Raegen - Private Wealth Advisor, Ameriprise Financial Services, LLC |
1905 The Alameda, San Jose, CA 95126 |
|
40828xxxx0 |
dns*****@a***.com |
4.5 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor King Wong |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx0 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Ryan J. Seay - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx7 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Phuong Pham - Private Wealth Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx8 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 408 Group - Morgan Stanley Private Wealth Advisors |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
65023xxxx4 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Silicon Valley Wealth Advisors, LLC |
3190 S Bascom Ave #210, San Jose, CA 95124 |
|
40868xxxx8 |
chr**@s**********.com |
3.4 |
5 |
|
|
|
|
5389 |
47 |
5500 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Julie Marie Saso |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx6 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Transitions Wealth Advisors |
1100 Lincoln Ave, San Jose, CA 95125 |
|
40835xxxx2 |
joh*@t************************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Alameda Financial Group |
1541 The Alameda, San Jose, CA 95126 |
|
40821xxxx0 |
all*@a********************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Joe Guttadauro - Financial Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx9 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Sami Najafi Shaeghi - Wealth Financial Advisor |
50 W San Fernando St Suite 275, San Jose, CA 95113 |
|
40849xxxx8 |
aab****@b************.com |
|
|
|
|
3.2 |
1063 |
98496 |
1593 |
99000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Aaron Grant |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx7 |
agr****@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SageView Advisory Group |
2570 N First St 2nd Floor, San Jose, CA 95131 |
|
40834xxxx0 |
ach**@s***************.com |
5 |
1 |
|
|
|
|
150 |
6 |
158 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Sierra Pacific Wealth Management |
11121 Chula Vista Ave, San Jose, CA 95127 |
|
40821xxxx7 |
ben*******@s**************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Tone Tran - Private Client Advisor |
50 W San Fernando St Suite 425, San Jose, CA 95113 |
|
40830xxxx9 |
3d@b************.com |
|
|
|
|
3.2 |
1063 |
98496 |
1593 |
99000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| BetterWealth |
1475 Saratoga Ave #200, San Jose, CA 95129 |
|
40865xxxx0 |
and***@b***********.us |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Phil Nguyen - Financial Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx7 |
amb****************@a***.com |
|
|
|
|
|
|
63 |
4 |
62 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Evans Wealth Management Group - Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx0 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Martin Hsu |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx0 |
ann********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Harris Private Wealth |
1735 N First St #301, San Jose, CA 95112 |
|
40854xxxx0 |
cha****@h******************.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Salvatore L Saso |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx2 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Maureen M Fong |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40855xxxx8 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Allworth Financial |
2105 S Bascom Ave Suite 255, Campbell, CA 95008 |
|
40840xxxx9 |
bil***********@a****************.com |
3.5 |
2 |
|
|
|
|
5377 |
47 |
5500 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| UBS Financial Services Inc. |
355 Santana Row Suite 2050, San Jose, CA 95128 |
|
40828xxxx0 |
abc*******@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Raymond Regala - Financial Advisor, Ameriprise Financial Services, LLC |
333 W Santa Clara St, San Jose, CA 95113 |
|
40855xxxx0 |
dns*****@a***.com |
|
|
|
|
|
|
132679 |
|
134000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Leon A Roat - Private Wealth Advisor, Ameriprise Financial Services, LLC |
1 S Almaden Blvd Ste 810, San Jose, CA 95113 |
|
40891xxxx0 |
amy*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Cetera Wealth Partners is a region of Cetera Advisor Networks LLC |
31 E Julian St, San Jose, CA 95112 |
|
40824xxxx2 |
mka*******@c***********.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Clark Morgan - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx6 |
cla*********@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Ting O’Connor Private Wealth - UBS Financial Services Inc. |
355 Santana Row Suite 2050, San Jose, CA 95128 |
|
40891xxxx8 |
abc*******@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Richard Bologna - Private Wealth Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx2 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| David Farkouh - Private Wealth Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx2 |
arn**********@a***.com |
5 |
1 |
|
|
|
|
93 |
|
98 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| U.S. Bank – Wealth Management Banker: Yung Le |
1399 Foxworthy Ave, San Jose, CA 95118 |
|
20677xxxx3 |
aar************@u*****.com |
|
|
|
|
|
|
345435 |
5414 |
348000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Timothy J Mosley |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx1 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Dynamic Wealth Strategies, LLC |
1530 The Alameda #305, San Jose, CA 95126 |
|
40891xxxx9 |
baf*****************************@s*****.wixpress |
|
|
|
|
|
|
|
|
30 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Lucia Capital Group - San Jose |
2033 Gateway Pl #574, San Jose, CA 95110 |
|
80064xxxx0 |
afr******@l*******.com |
|
|
|
|
|
|
622 |
23 |
691 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Evergreen Wealth Advisory Group, LLC |
101 Metro Dr, San Jose, CA 95110 |
|
86627xxxx1 |
joh*@e***********.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Sequoia Wealth Advisors and Invesment Management, Inc. |
99 S Almaden Blvd #925, San Jose, CA 95113 |
|
40864xxxx0 |
*nn*@s********.com |
5 |
2 |
|
|
|
|
258 |
4 |
270 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Derek Seo - Financial Advisor, Ameriprise Financial Services, LLC |
1 S Almaden Blvd Ste 810, San Jose, CA 95113 |
|
40821xxxx2 |
ale****************@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Hendershott Wealth Management |
2570 N First St Second Floor, San Jose, CA 95131 |
|
87774xxxx0 |
adv*****@h****************.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Julius Agbonbhase - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx9 |
acc**********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Brad Baron - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx3 |
rbc*********@r**.com |
|
|
|
|
|
|
|
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Wealthstone Asset Management Group of Raymond James |
5448 Thornwood Dr Suite 102, San Jose, CA 95123 |
|
40888xxxx6 |
aar************@r***********.com |
|
|
|
|
|
|
17482 |
|
18000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Wealth Management |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx0 |
3d@l****.ml |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Meriwest Wealth Advisors |
5615 Chesbro Ave, San Jose, CA 95123 |
|
40886xxxx2 |
ace*******@m*******.com |
|
|
|
|
|
|
|
|
3700 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Lyle J Smith |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx1 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Corinthian Wealth Management |
1625 The Alameda UNIT 308, San Jose, CA 95126 |
|
40899xxxx5 |
c18*****************************@s*****.wixpress |
|
|
|
|
|
|
22 |
|
24 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| WealthPLAN, PC |
1960 The Alameda Suite 185, San Jose, CA 95126 |
|
40891xxxx0 |
dld********@w*********.com |
3.7 |
3 |
|
|
|
|
109 |
|
108 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Hendershott Wealth Management |
2025 Gateway Pl Ste 405, San Jose, Ca 95110 |
|
87756xxxx8 |
adv*****@h****************.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| David Cooper - Private Wealth Advisor, Ameriprise Financial Services, LLC |
1 S Almaden Blvd Ste 810, San Jose, CA 95113 |
|
40891xxxx0 |
dav***********@a***.com |
|
|
|
|
|
|
166 |
|
160 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Valerie Nguyen - Private Client Advisor |
50 W San Fernando St Suite 425, San Jose, CA 95113 |
|
40831xxxx1 |
aab****@b************.com |
|
|
|
|
|
|
98496 |
1593 |
99000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Wealth Management Associate - U.S. Bancorp Investments: Annie Mai |
2875 The Villages Pkwy, San Jose, CA 95135 |
|
40822xxxx1 |
aar************@u*****.com |
|
|
|
|
|
|
345435 |
5414 |
348000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Gary Sargenti - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx0 |
wms**********@r**.com |
|
|
|
|
|
|
|
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Lincoln Financial Securities |
1042 W Hedding St # 241, San Jose, CA 95126 |
|
40898xxxx9 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Charles Schwab |
30 S 1st St, Campbell, CA 95008 |
|
40834xxxx0 |
fra***********@s*****.com |
2.8 |
16 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Chi Kim - Private Wealth Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx9 |
dns*****@a***.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Wayne Cymrot - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx6 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| John Clay - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx8 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Global Wealth Partners Inc™ |
1764 The Alameda, San Jose, CA 95126 |
|
40823xxxx0 |
ana***@g**********************.com |
5 |
1 |
|
|
5 |
5 |
|
|
35 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Daniel Martin - Private Wealth Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx0 |
ama*********@a***.com |
|
|
|
|
|
|
201 |
2 |
202 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Eric Stryker - Financial Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx4 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Gerdts Investment Group of Raymond James |
150 S Almaden Blvd Suite # 1375, San Jose, CA 95113 |
|
40827xxxx4 |
aar************@r***********.com |
|
|
|
|
|
|
17485 |
|
18000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Jitian Tan |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40855xxxx2 |
ari*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Werba Rubin Papier | WRP Wealth |
1732 N First St St #220, San Jose, CA 95112 |
|
40854xxxx3 |
aru***@w********.com |
5 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor William M Lloyd |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx6 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Brian T Franklin - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx3 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor John R Kettmann |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx5 |
ban********************@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Technology Wealth Management |
2010 N First St #500, San Jose, CA 95131 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The 225 Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx0 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Landmark Wealth Management Group- San Jose |
2021 The Alameda STE 390, San Jose, CA 95126 |
|
40898xxxx7 |
bjo*********@l*************.com |
|
|
|
|
|
|
374 |
7 |
588 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Buckingham Wealth Partners |
10 S Almaden Blvd 15th Floor, San Jose, CA 95113 |
|
80036xxxx6 |
adm**@b****************.com |
|
|
|
|
|
|
456 |
|
485 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Fidelity Investments |
851 E Hamilton Ave Suite 100, Campbell, CA 95008 |
|
80054xxxx0 |
aar********@f*******.com |
4 |
26 |
|
|
|
|
329113 |
|
353000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Copper Beech Tree Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx6 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Stifel |
550 S Winchester Blvd #500, San Jose, CA 95128 |
|
40898xxxx1 |
|
|
|
|
|
|
|
4756 |
|
5200 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Emilio de Sousa - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx9 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Legacy Wealth Advisors, LLC |
2001 Gateway Pl Ste 600W, San Jose, CA 95110 |
|
40845xxxx0 |
inf*@l*****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Guimarin Shephard Tan Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx0 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| James Park - Branch Manager, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx5 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Kris Sorensen - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx5 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Mark Haq - UBS Financial Services Inc. |
355 Santana Row Suite 2050, San Jose, CA 95128 |
|
40891xxxx0 |
abc*******@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Noesis Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx7 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Transitions Wealth Advisors |
1100 Lincoln Ave #241, San Jose, CA 95125 |
|
40835xxxx2 |
jsm***@t************************.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Tom Cochran - BancWest Investment Services Wealth Financial Advisor |
3081 McKee Rd, San Jose, CA 95127 |
|
40871xxxx9 |
aab****@b************.com |
|
|
|
|
|
|
40844 |
177 |
41000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Eric Weitz |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx6 |
aar**********@s*****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Falcon Wealth Planning |
2570 N First St Suite 200, San Jose, CA 95131 |
|
85596xxxx6 |
ama***@f*******************.com |
4.7 |
14 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Ruby Lin - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
65060xxxx1 |
blu********@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Gateway Financial Advisors - Brian Lombardo, CFP, CPA |
2570 N First St Suite 200, San Jose, CA 95131 |
|
40872xxxx0 |
adm*****@g*************.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Todd Ferreira - Financial Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx4 |
amb****************@a***.com |
|
|
|
|
|
|
63 |
4 |
62 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Pamela Matthews - Financial Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx5 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Dwyer Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
83144xxxx7 |
acc**********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Jim Galindo - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40889xxxx7 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Justin Parkhurst - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
41544xxxx0 |
rbc*********@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Emily Van Hoorickx - UBS Financial Services Inc. |
355 Santana Row Suite 2050, San Jose, CA 95128 |
|
40828xxxx4 |
abc*******@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Wealth Management |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx1 |
3d@l****.ml |
3.5 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Vivek V Thoppay |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx9 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Thomas Woodell - Financial Advisor, Ameriprise Financial Services, LLC |
1 S Almaden Blvd Ste 810, San Jose, CA 95113 |
|
40891xxxx6 |
dns*****@a***.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Don Woo - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx8 |
don****@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Sun Wealth Advisor |
5446 Thornwood Dr Suite 101, San Jose, CA 95123 |
|
40896xxxx7 |
del***@s***************.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Carlton Pace - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx2 |
car*********@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Lucie Honosutomo - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx4 |
wms**********@r**.com |
|
|
|
|
|
|
14777 |
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Concentrum Wealth Management |
353 Piercy Rd, San Jose, CA 95138 |
|
40884xxxx0 |
gle********@c***************.com |
|
|
|
|
|
|
153 |
3 |
146 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Marshall Wealth Management Group |
634 N Santa Cruz Ave #114, Los Gatos, CA 95030 |
|
40839xxxx0 |
con****@n******.com |
3.7 |
3 |
|
|
|
|
782 |
36 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Daryl W Dehn |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx0 |
aar**********@s*****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Ted Moorhead - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx8 |
ted*********@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Investy Financial Services |
919 Story Rd #1200, San Jose, CA 95122 |
|
40885xxxx8 |
inf*@i********.com |
5 |
20 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| NF Wealth Mangement |
4300 Stevens Creek Blvd, San Jose, CA 95129 |
|
40896xxxx7 |
dns*****@a***.com |
1 |
2 |
|
|
|
|
63 |
4 |
62 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Flournoy Wealth Management |
1165 Lincoln Ave #330, San Jose, CA 95125 |
|
40827xxxx0 |
xx@f***********************.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Dahn Lincoln |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx3 |
ale*********@m*.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Wayne Peterson - Thrivent |
2021 The Alameda STE 140, San Jose, CA 95126 |
|
40898xxxx7 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Silicon Valley Investment Group - UBS Financial Services Inc. |
355 Santana Row Suite 2050, San Jose, CA 95128 |
|
40828xxxx1 |
abc***@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Caprock |
1100 Lincoln Ave #353, San Jose, CA 95125 |
|
40862xxxx3 |
adm**@c******.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Mengxiao Shan |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40826xxxx0 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Potentia Wealth |
1226 Lincoln Ave #200, San Jose, CA 95125 |
|
40828xxxx6 |
ask@p*************.com |
|
|
|
|
|
|
356 |
19 |
359 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Blue Jade Wealth Management Group |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx3 |
blu********@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Adam Ward - Financial Advisor, Ameriprise Financial Services, LLC |
1 S Almaden Blvd Ste 810, San Jose, CA 95113 |
|
40891xxxx9 |
ada********@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Tom Bruckner - Thrivent |
2021 The Alameda STE 140, San Jose, CA 95126 |
|
40821xxxx4 |
adm**@d***********.com |
|
|
|
|
|
|
|
|
116 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Heart of the Valley Wealth Advisors - Thrivent |
2021 The Alameda STE 140, San Jose, CA 95126 |
|
40821xxxx4 |
all**********@t*******.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Philip T Castaneda - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx0 |
wms**********@r**.com |
|
|
|
|
|
|
14160 |
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| James Mann - UBS Financial Services Inc. |
355 Santana Row Suite 2050, San Jose, CA 95128 |
|
40828xxxx4 |
abc*******@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Clarissa Ramos - Associate Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx0 |
arn**********@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| NF Wealth Management - Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx0 |
amb***************@a***.com |
|
|
|
|
|
|
63 |
4 |
62 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Castaneda-Sargenti-Pace Wealth Management Group |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx0 |
phi*************@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| TTP Investments |
1978 The Alameda, San Jose, CA 95126 |
|
40887xxxx9 |
har***@t**************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Financial Journey Partners |
101 Metro Dr Suite 264, San Jose, CA 95110 |
|
40896xxxx8 |
ari****@f***************.com |
5 |
3 |
|
|
|
|
85 |
|
97 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Cambridge Investment Research |
1754 Technology Dr STE 133, San Jose, CA 95110 |
|
40897xxxx0 |
bra*********@s****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Amy Salome Roat - Associate Financial Advisor, Ameriprise Financial Services, LLC |
1 Almaden Blvd Ste 810, San Jose, CA 95113 |
|
40891xxxx9 |
amy*****@a***.com |
|
|
|
|
|
|
132679 |
|
134000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Alpha Wealth Management Group - UBS Financial Services Inc. |
355 Santana Row Suite 2050, San Jose, CA 95128 |
|
40828xxxx6 |
abc***@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Silicon Valley Capital Partners |
1731 Technology Dr #810, San Jose, CA 95110 |
|
40823xxxx0 |
ali***@s***.com |
5 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| James Patrick Kirwan - Financial Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx9 |
dns*****@a***.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Robert Adams - Private Wealth Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx7 |
arn**********@a***.com |
|
|
|
|
|
|
93 |
|
97 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| U.S. Bancorp Investments - Financial Advisors: San Jose |
2875 The Villages Pkwy, San Jose, CA 95135 |
|
40835xxxx8 |
aar************@u*****.com |
|
|
|
|
|
|
345437 |
5414 |
348000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| David Gambelin - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx1 |
acc**********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Pacific Capital Wealth Management |
2055 Junction Ave Ste 235, San Jose, CA 95131 |
|
40890xxxx0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| DWR Wealth Management LLC |
1884 The Alameda, San Jose, CA 95126 |
|
40826xxxx0 |
rex@d*********.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Heckman Financial & Insurance Services Inc-HFIS |
333 W Santa Clara St 6th Floor, San Jose, CA 95113 |
|
40829xxxx0 |
*nn*@w************.com |
4.6 |
7 |
|
|
|
|
|
100 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Solutions Wealth Management |
1777 Hamilton Ave Ste 1040, San Jose, CA 95125 |
|
40862xxxx8 |
jon**********@l**.com |
|
|
|
|
|
|
42 |
|
48 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Retirement Capital Strategies (RCS) |
1190 Saratoga Ave # 140, San Jose, CA 95129 |
|
40855xxxx0 |
bil*********@r*********.com |
|
|
|
|
|
|
|
|
55 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Jackson Thoreson |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx4 |
aar**********@s*****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| One Wealth Management |
2150 N First St Suite 500, San Jose, CA 95131 |
|
40848xxxx0 |
aak***@o************.com |
|
|
|
|
|
|
|
80 |
355 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Misawa/St. Claire- Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx0 |
acc**********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Pace Wealth Management Group |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx2 |
wms**********@r**.com |
|
|
|
|
|
|
14777 |
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| William A Corbin - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx4 |
acc**********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Daniel Chang - Private Wealth Advisor, Ameriprise Financial Services, LLC |
225 W Santa Clara St UNIT 1600, San Jose, CA 95113 |
|
40896xxxx5 |
dns*****@a***.com |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Wayne Loi - Wealth Financial Advisor |
50 W San Fernando St Suite 425, San Jose, CA 95113 |
|
40849xxxx6 |
3d@b************.com |
|
|
|
|
3.2 |
1063 |
98496 |
1593 |
99000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Orchard City Wealth Management, LLC |
987 University Ave # 8, Los Gatos, CA 95032 |
|
66923xxxx6 |
eth**@o************.com |
|
|
|
|
|
|
|
|
73 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Morgan Stanley Financial Advisors |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx0 |
3d@a******.morganstanley |
5 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Rita Rothstein - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx1 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Global Wealth Partners, Inc. |
1764 The Alameda, San Jose, CA 95126 |
|
40823xxxx0 |
ama****@g**********************.com |
5 |
1 |
|
|
|
|
|
|
35 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| King Wealth Planning, Inc. |
3190 S Bascom Ave #230, San Jose, CA 95124 |
|
40887xxxx9 |
cha****@k*********.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Philip J. Cunningham - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx6 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Callan and Lindahl Wealth Management |
1100 Lincoln Ave, San Jose, CA 95125 |
|
40889xxxx0 |
gre************@l**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Von Baron Wealth Management |
174 N 14th St, San Jose, CA 95112 |
|
40888xxxx0 |
inf*@v*********.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Clifton Santikul - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx5 |
rbc*********@r**.com |
|
|
|
|
|
|
14777 |
|
16000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Lauren Mader Gray |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx4 |
ann********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Parkworth Wealth Management, Inc. |
100 Century Center Ct #670, San Jose, CA 95112 |
|
40843xxxx0 |
adv***@p********.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Tom Nguyen |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40855xxxx2 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Raegen, Parker and Associates - Ameriprise Financial Services, LLC |
1905 The Alameda, San Jose, CA 95126 |
|
40828xxxx0 |
arm**********@a***.com |
|
|
|
|
|
|
201 |
4 |
203 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Wellspring Consulting Group |
2635 N First St #201, San Jose, CA 95134 |
|
40894xxxx2 |
ape**@w***********.com |
5 |
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Vantage Wealth Management |
1850 Hamilton Ave, San Jose, CA 95125 |
|
65063xxxx0 |
aar*******@v****************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Pacific Coast Aspire Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx9 |
acc**********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| The Family Wealth Consulting Group |
1541 The Alameda, San Jose, CA 95126 |
|
40845xxxx0 |
cra**@f***.net |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| First Street Wealth Advisors |
2635 N First St #230, San Jose, CA 95134 |
|
66934xxxx8 |
aic******@f*******.com |
|
|
|
|
|
|
295944 |
|
13 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SV San Jose Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx0 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Northwestern Mutual |
1190 Saratoga Ave #250, San Jose, CA 95129 |
|
40853xxxx8 |
a.-***********@n*****************.com |
3 |
2 |
|
|
|
|
107342 |
16225 |
108000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor John H. Pham |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx3 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Asako Thompson - Morgan Stanley Financial Advisor |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx7 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bisceglia Wealth Management Group - UBS Financial Services Inc. |
355 Santana Row, Ste 2050, San Jose, CA 95128 |
|
40828xxxx4 |
abc*******@u**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Mariner |
99 S Almaden Blvd #730, San Jose, CA 95113 |
|
40894xxxx1 |
aal*************@m********************.com |
5 |
2 |
|
|
|
|
|
15 |
4400 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Papadoyannis & Associates - Ameriprise Financial Services, LLC |
1 S Almaden Blvd Ste 810, San Jose, CA 95113 |
|
40891xxxx0 |
ani*********@a***.com |
|
|
|
|
|
|
397 |
|
417 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Context Wealth Advisors |
1901 S Bascom Ave suite 1500, Campbell, CA 95008 |
|
40890xxxx0 |
chr**@c************.com |
5 |
6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Rothstein Michaels Group - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx0 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor C Shawn Warthen |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx3 |
aar**********@s*****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Securities America Inc |
101 Metro Dr # 650, San Jose, CA 95110 |
|
40845xxxx0 |
aar********@s****************.com |
|
|
|
|
|
|
1303 |
|
1300 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Global Capital Wealth Management |
99 Almaden Blvd Ste 600, San Jose, CA 95113 |
|
40827xxxx7 |
las*@g*****.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Elaine Zhang |
50 W San Fernando St 16th Floor, San Jose, CA 95113 |
|
40828xxxx7 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Ron Chapman - RBC Wealth Management Financial Advisor |
99 S Almaden Blvd Suite 300, San Jose, CA 95113 |
|
40894xxxx6 |
cla*********@r**.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Raymond James & Associates |
150 S Almaden Blvd Suite # 1375, San Jose, CA 95113 |
|
40827xxxx4 |
aar************@r***********.com |
|
|
|
|
|
|
17479 |
|
18000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Clarity Wealth Advisors |
2160 The Alameda A, San Jose, CA 95126 |
|
40856xxxx0 |
inf*@c********.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Jason O St. Claire - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx9 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Davalos Financial Advisors of Raymond James |
333 W San Carlos St # 1650, San Jose, CA 95113 |
|
40827xxxx4 |
aar************@r***********.com |
|
|
|
|
|
|
7 |
|
8 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bunker Wealth Management |
1900 Camden Ave, San Jose, CA 95124 |
|
40855xxxx0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Merrill Lynch Financial Advisor Jimmy Yip |
560 S Winchester Blvd, San Jose, CA 95128 |
|
40826xxxx4 |
ale*********@m*.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Shashi Bhagat - Morgan Stanley |
225 W Santa Clara St Suite 900, San Jose, CA 95113 |
|
40894xxxx8 |
acm***********@m************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Sequoia Wealth Advisors & Investment Management, Inc. |
99 Almaden Blvd Ste 925, San Jose, CA 95113 |
|
40864xxxx0 |
car***@s********.com |
5 |
2 |
|
|
|
|
258 |
4 |
270 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Quang T. Phan, CFP - Raymond James |
150 Almaden Ave Suite # 1375, San Jose, CA 95113 |
|
40853xxxx8 |
aar************@r***********.com |
|
|
|
|
|
|
17479 |
|
18000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Beacon Pointe Advisors |
50 W San Fernando St Suite 405, San Jose, CA 95113 |
|
40855xxxx0 |
3d@b***********.com |
|
|
|
|
|
|
220 |
36 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Impact Wealth Management | Alan K Williamson, ChFC |
6120 Hellyer Ave #100, San Jose, CA 95138 |
|
40877xxxx0 |
ala*@m*************.com |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
